SEBI Compliance

SEBI Research Analyst Registration Number: INH000024985

Equity Alfa Analytics undergoes a compliance audit every year to ensure adherence to all SEBI regulations and maintain the highest standards of transparency and integrity.

Investor Charter – Research Analyst

A. Vision & Mission

Vision:
To enable investors to invest with knowledge, confidence, and safety.

Mission:
To empower every investor to choose the right investment products based on their needs, effectively manage and monitor their investments, access relevant reports, and achieve long-term financial well-being.

B. Nature of Business Activities

Publish research reports based on thorough market analysis
Provide independent and unbiased views on securities
Offer recommendations with full disclosure of any financial interests
Deliver insights based on publicly available data and informed observations
Conduct annual compliance audits

C. Services Offered to Investors

Client onboarding and documentation
Transparent disclosures to clients
Distribution of research reports and recommendations without discrimination
Ensuring confidentiality of research until it is made public

D. Grievance Redressal Mechanism

In case of any grievance or complaint, investors are advised to first contact the Research Analyst. All complaints will be addressed within 30 days.

If not resolved satisfactorily, investors can lodge a complaint through SEBI’s SCORES portal, a centralized online grievance redressal system. This platform allows investors to track the status of their complaints.

For physical complaints, investors may write to:
Office of Investor Assistance and Education
Securities and Exchange Board of India (SEBI)
SEBI Bhavan, Plot No. C4-A, ‘G’ Block
Bandra-Kurla Complex, Bandra (E)
Mumbai – 400 051

E. Investor Responsibilities

Do’s

Always deal with SEBI-registered Research Analysts
Verify the validity of the SEBI registration certificate
Check the registration number on the SEBI website
Review disclosures carefully before investing
Make payments only through official banking channels and keep records
Seek clarification on recommendations before taking action
Report any claims of assured or guaranteed returns to SEBI

Don’ts

Do not hand over funds to the Research Analyst for investment
Avoid acting on rumors or misleading advertisements
Do not be influenced by limited-period offers, gifts, or incentives
Never share trading or demat account credentials with anyone

Investor Complaints Disclosure

Equity Alfa Analytics complies with SEBI guidelines by publishing monthly data on investor complaints on its website or mobile application, ensuring full transparency.

Table 1: Data for month ending – Oct 2025

S.No	Received from	Pending at the end of last month	Received	Resolved	Total Pending	Pending Complaints > 3 months	Average resolution time (in days)
1	Directly from Investors	0	0	0	0	0	0
2	SEBI (Scores)	0	0	0	0	0	0
3	Other Sources (if any)	0	0	0	0	0	0
4	Grand Total	0	0	0	0	0	0

Table 2: Trend of monthly disposal of complaints

S.No	Month	Carried Forward from previous month	Received	Resolved	Pending
13	April, 2026	0	0	0	0
14	May , 2026	0	0	0	0
15	June 2026	0	0	0	0
16	July 2026	0	0	0	0
17	Aug 2026	0	0	0	0
18	Sep 2026	0	0	0	0
19	Oct 2026	0	0	0	0
20	Nov 2026	0	0	0	0
21	Dec 2026	0	0	0	0

	Grand Total	0	0	0	0

Table 3: Trend of annual disposal of complaints

S.No	Year	Carried Forward	Received	Resolved	Pending

1	2025-2026	0	0	0	0
	Grand Total	0	0	0	0

Mandatory Disclaimer

While Equity Alfa Analytics has identified multiple high-growth opportunities in the past, investments in the securities market are subject to market risks. Investors are advised to read all relevant documents carefully before making any investment decisions.

Please note that SEBI registration, BASL membership, and NISM certification do not guarantee the performance of the intermediary or assure any returns to investors.

Grievance Redressal / Escalation Matrix

Details of designation	Contact Person Name	Address where the physical address location	Contact No.	Email-ID	Working hours when complainant can call
Founder	Riyaz Salam	Road no.2 Mutton Market, Rayadurg, Anantapur	+91 9292907841	riyazsalam.hk@gmail.com	10AM-6PM

Master Mind Training

To help investors build a strong foundation in the stock market, Equity Alfa Analytics offers an affordable and convenient online program, Master Mind Training. This course covers key concepts such as the purpose of the stock market, company evaluation, financial ratio analysis, the multibagger lifecycle, and effective portfolio management.

Privacy Policy

Your privacy is very important to us. Accordingly, we have developed this Policy in order for you to understand how we collect, use, communicate and disclose and make use of personal information. The following outlines our privacy policy.

GENERAL PRIVACY

Like most Websites H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS collects non-personally-identifying information of the sort that web browsers and servers typically make available, such as the browser type, language preference, referring site, and the date and time of each visitor request.

https://equityalfaanalytics.com/ also collects potentially personally-identifying information like Internet Protocol (IP) addresses for security reasons.

H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS does not disclose personally-identifying information other than as described below. Visitors can always refuse to supply personally-identifying information, with the caveat that it may prevent them from engaging in certain website-related activities.

PROTECTION OF CERTAIN PERSONALLY-IDENTIFYING INFORMATION

H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS discloses potentially personally-identifying and personally-identifying information only to those of its employees, contractors and affiliated organizations that (i) need to know that information in order to process it on H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS’ behalf or to provide services available at H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS’ websites, and (ii) that have agreed not to disclose it to others. H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS will not rent or sell potentially personally-identifying and personally-identifying information to anyone.

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Although most changes are likely to be minor, H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS may change its Privacy Policy from time to time, and in H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS’ sole discretion. H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS encourages visitors to frequently check this page for any changes to its Privacy Policy. Your continued use of this site after any change in this Privacy Policy will constitute your acceptance of such change.

Disclaimer

H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS is registered with SEBI as Individual Research Analyst with Registration number INH000024985 on Feb 12, 2026 pursuant to which it provides Research Analyst services to its clients.
I am not affiliated with any other intermediaries or receive any brokerage or commission from any third party.
The SEBI has issued no penalties/directions under the SEBI Act or any other regulatory body.
I do not recommend any stock broker or other intermediary to a client, nor do I receive any consideration by way of remuneration or compensation or in any other form whatsoever from the stock broker or another intermediary.
Investment in equity shares has its own risks. Sincere efforts have been made to present the right investment perspective. The information contained herein is based on analysis and on sources that I consider reliable. I, however does not vouch for the consistency or the completeness thereof. This material is for personal information and I am not responsible for any loss incurred due to it & take no responsibility whatsoever for any financial profits or loss which may arise from the recommendations above.
I do not provide any promise or assurance of favourable view for a particular industry or sector or business group in any manner. The investor is requested to take into consideration all the risk factors including their financial condition and suitability to risk return profile before investing.
The information and views in this website & all the services that I provide are believed to be reliable, but I do not accept any responsibility (or liability) for errors of fact or opinion. Users have the right to choose the product/s that suits them the most
I or any other person related to me might be holding positions in the stocks recommended.
The research recommendations are provided to all our clients who are entitled to receive the research reports. Any Client (Paid or Unpaid), any third party or anyone else have no rights to forward or share our calls or SMS or Reports or Any Information Provided by us to/with anyone (through any medium) which is received directly or indirectly by them. If found so, then serious legal actions can be taken.
I ensure that the individuals employed as research analyst are separate from other employees who are performing sales trading, dealing, corporate finance advisory or any other activity that may affect the independence of our research report/recommendations. However, these individuals may receive feedback from sales or trading personnel of brokerage division to ascertain the impact of research report/recommendations.
I also ensure that if a client wants an opinion on a specific position, such suggestion/view under any circumstances shall be considered as an opinion (not advice). I am not liable for any losses whatsoever the client may incur in accepting this opinion.
I do not have any association in any manner with any issuer of products/securities; this ensures that there are no actual or potential conflicts of interest. This also ensures that objectivity or independence in the carrying on research services is not compromised.
Investment in securities market is subject to market risks. Read all the related documents carefully before investing.
Registration granted by SEBI and certification from NISM is no way guarantee performance of the intermediary or provide any assurance of returns to investors.
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This website contains material in the form of inputs submitted by users and I do accept no responsibility for the content or consistency of such content nor do I make any representations by virtue of the contents of this website in respect of the existence or availability of any goods and services advertised in the contributory sections. I also make no warranty that the contents of the website are free from infection by viruses or anything else which has contaminating or destructive properties and shall have no liability in respect thereof.
Part of this website may contain advertising and other material submitted to us by third parties. Kindly note that those advertisers are responsible for ensuring that material submitted for inclusion on the website complies with all legal requirements. Although acceptance of advertisements on the Website is subject to our terms and conditions which are available on request, I do not accept liability in respect of any advertisements.
There are risks associated with utilizing internet-based information and research dissemination services. Subscribers are advised to understand that the services can fail due to failure of hardware, software, and Internet connection. While I also ensure that the messages are delivered in time to the subscriber’s mobile network, the delivery of these messages to the customer’s mobile phone/handset/desktop/iPad/tablet/laptop is the responsibility of the customer’s mobile network/internet connection/wifi. The messages may be delayed and/or not delivered to the customer’s mobile phone/handset on certain days, owing to technical reasons, and the H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS cannot be held responsible for the same.
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I also encourage all investors to use the services as a resource to further their own research on all featured companies, stocks, sectors, markets and information presented on the site.
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1. TERMS
By accessing this website you are agreeing to be bound by these terms and conditions. Do not continue to use if you do not agree to take all of the terms and conditions stated on this page.
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iv. Remove any copyright or other proprietary notations from the materials or
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- Investment in securities market is subject to market risks. Read all the related documents carefully before investing.
- Market Risks refer to partial or permanent loss on your investments in certain market conditions.
- Registration granted by SEBI and certification from NISM in no way guarantees the performance of the intermediary or provide any assurance of returns to investors.
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- Risk management and position sizing should be carried out by the investor himself.
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- H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS is a SEBI registered ‘Research Analyst’ not ‘Investment advisor’. We are registered as an RA vide registration number INH000024985 on Feb 12, 2026
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5. REVISIONS AND ERRATA
The materials appearing on H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS web site could include technical, typographical, or photographic errors. H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS does not warrant that any of the materials on its web site are accurate, complete, or current.H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS may make changes to the materials contained on its web site at any time without notice.H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS does not, however, make any commitment to update the materials.
6. LINKS
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7. SITE TERMS OF USE MODIFICATIONS
H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS may revise these terms of use for its web site at any time without notice. By using this web site you are agreeing to be bound by the then current version of these Terms of Use.
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If you find any link on our website that is offensive for any reason, you are free to contact and inform us any moment. We will consider requests to remove links but we are not obligated to or so or to respond to you directly.
We do not ensure that the information on this website is correct, we do not warrant its completeness or accuracy; nor do we promise to ensure that the website remains available or that the material on the website is kept up to date.
9. RESERVATION OF RIGHTS
We reserve the right to request that you remove all links or any particular link to our Website. You approve to immediately remove all links to our Website upon request. We also reserve the right to amen these terms and conditions and it’s linking policy at any time. By continuously linking to our Website, you agree to be bound to and follow these linking terms and conditions.
10. GOVERNING LAW
Any claim relating to H K RIYAZ SALAM PROPRIETOR OF EQUITY ALFA ANALYTICS web site shall be governed by the Indian laws, without regard to its conflict of law provisions.