SEBI Compliance

                                      SEBI Compliance

SEBI Research Analyst Registration Number: INH000024985

Equity Alfa Analytics undergoes a compliance audit every year to ensure adherence to all SEBI regulations and maintain the highest standards of transparency and integrity.

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Investor Charter – Research Analyst

A. Vision & Mission

Vision:
To enable investors to invest with knowledge, confidence, and safety.

Mission:
To empower every investor to choose the right investment products based on their needs, effectively manage and monitor their investments, access relevant reports, and achieve long-term financial well-being.

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B. Nature of Business Activities

• Publish research reports based on thorough market analysis
• Provide independent and unbiased views on securities
• Offer recommendations with full disclosure of any financial interests
• Deliver insights based on publicly available data and informed observations
• Conduct annual compliance audits

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C. Services Offered to Investors

• Client onboarding and documentation
• Transparent disclosures to clients
• Distribution of research reports and recommendations without discrimination
• Ensuring confidentiality of research until it is made public

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D. Grievance Redressal Mechanism

In case of any grievance or complaint, investors are advised to first contact the Research Analyst. All complaints will be addressed within 30 days.

If not resolved satisfactorily, investors can lodge a complaint through SEBI’s SCORES portal, a centralized online grievance redressal system. This platform allows investors to track the status of their complaints.

For physical complaints, investors may write to:
Office of Investor Assistance and Education
Securities and Exchange Board of India (SEBI)
SEBI Bhavan, Plot No. C4-A, ‘G’ Block
Bandra-Kurla Complex, Bandra (E)
Mumbai – 400 051

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E. Investor Responsibilities

Do’s

• Always deal with SEBI-registered Research Analysts
• Verify the validity of the SEBI registration certificate
• Check the registration number on the SEBI website
• Review disclosures carefully before investing
• Make payments only through official banking channels and keep records
• Seek clarification on recommendations before taking action
• Report any claims of assured or guaranteed returns to SEBI

Don’ts

• Do not hand over funds to the Research Analyst for investment
• Avoid acting on rumors or misleading advertisements
• Do not be influenced by limited-period offers, gifts, or incentives
• Never share trading or demat account credentials with anyone

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Investor Complaints Disclosure

Equity Alfa Analytics complies with SEBI guidelines by publishing monthly data on investor complaints on its website or mobile application, ensuring full transparency.